ABM: Concepts and Practice · Part D: Compliance and Corporate Governance

Chapter 22: Culture, GRC and NBFCs

Why rules on paper are not enough: compliance culture, GRC, whistle-blowers, and the regime for NBFCs.

Open Chapter 22 in the e-book The book and its prices

Buyers of the e-book, or of the print copy, which includes it, read the whole chapter. Everyone can read the free sample, pages 1 to 24 of the e-book.

In this chapter

22.1Building a compliance culturep. 297
22.2The GRC frameworkp. 298
22.3Whistle-blowersp. 299
22.4Why compliance failsp. 300
22.5NBFCs: scale-based regulation and the CCOp. 301
Exam traps and quick checksp. 302
Practice: 16 questions in three roundsp. 303
Answers, with every wrong option explainedp. 305
Make it stickp. 307
Chapter 22 on one pagep. 308

Corrections and updates

None for this chapter so far. Every correction to the book, and any rule that changes after its date, is listed on the errata page.